Industry News

Decorative pattern

Banks should improve how they communicate fees: survey

Canadians told the J.D. Power survey they were less satisfied with Big 5 banks

By Staff |October 19, 2023

2 min read

Decorative pattern

SEC considers curbs on trading fee models

Proposal aims to address concerns about competitiveness of smaller brokers

By James Langton |October 18, 2023

2 min read

Decorative pattern

Scotiabank cutting 3% of global workforce

Will cut about 2,700 staff and take $590M Q4 charge after tax

By The Canadian Press |October 18, 2023

3 min read

Decorative pattern

CFTC plans tougher stance, bigger fines

New guidance signals larger fines, more misconduct admissions

By James Langton |October 18, 2023

2 min read

Decorative pattern

ECB enters a new phase on path to digital euro

Policymakers move from digital currency design to preparation

By James Langton |October 18, 2023

2 min read

Decorative pattern

U.S. fund flows, AUM poised to resume gains

Bond funds set to shine, as equities cool, ISS MI forecasts

By James Langton |October 18, 2023

2 min read

Decorative pattern

OBSI named sole provider for bank complaints

Finance also announced measures to tackle bank fees and mortgage relief

By James Langton |October 17, 2023

4 min read

Decorative pattern

Banks to weather capital impact of risky mortgages

Change to address negative amortization mortgages a positive, Fitch says

By James Langton |October 17, 2023

2 min read

Decorative pattern

Tribunal finds SRO panel erred

The IIROC panel overlooked evidence that a rep borrowed money rather than misappropriating it

By James Langton |October 16, 2023

2 min read

Decorative pattern

SEC targets best-interest rules in broker reviews

Regulator's exam division sets compliance priorities for 2024

By James Langton |October 16, 2023

2 min read

← Previous 1 … 47 48 49 50 51 … 2,188 Next →