News and resources for Canada's top financial advisors
Industry
Mutual fund redemptions rose in September, and ETF sales gained
By James Langton |October 23, 2023
3 min read
Regulation
New SRO aims to harmonize requirements for fund dealers and investment dealers
By James Langton |October 20, 2023
2 min read
Additional year for repayment is requested
By Dirk Meissner, The Canadian Press |October 20, 2023
The Conservative leader cited competition concerns
By Ian Bickis, Canadian Press |October 20, 2023
Legislative changes would cut minimum comment period to 60 days
European regulators propose guidance for assessing the fitness of management, large shareholders under new crypto regime
Strong trading activity offsets weakness in underwriting, M&A
By James Langton |October 19, 2023
CSA and CIRO seek feedback on the SEC's market structure proposals
The announcement comes a day after Scotiabank said it was cutting 3% of its global workforce
By Staff, with files from The Canadian Press |October 19, 2023
1 min read
Regulators propose revisions to accommodate variety of settlement cycles
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