Industry News

Industry

New financial risks arise as economic conditions shift

Factors that drove higher interest coverage appear to be in reverse

By James Langton |October 26, 2023

2 min read

Industry

Industry moves this week

Retirements sparked changes across some firms

By Katie Keir |October 26, 2023

2 min read

Industry

iA Private Wealth approved for dual registration

Approval came nine months after the firm filed its initial application

By Katie Keir |October 26, 2023

4 min read

Industry

Meghan Meger appointed sole head of BMO Private Wealth Canada

Geoff Newton, who had been co-head of BMO Private Wealth Canada since June 2022, has departed

By Melissa Shin |October 25, 2023

2 min read

Regulation

Complaint volumes surging, CIRO reports

Collections plunge as hefty sanctions are handed out

By James Langton |October 25, 2023

3 min read

Regulation

BCSC sanctions company, exec for misleading investors

Former executive fined, banned for seven years due to misconduct

By James Langton |October 24, 2023

1 min read

Industry

U.S. bank headwinds to prevail into 2024: Fitch

Margin pressures, slowing loan growth and rising capital demands to continue

By James Langton |October 24, 2023

2 min read

Industry

Scotiabank says it will close eight branches across rural Newfoundland

Customers in affected communities requiring in-person banking services will have to go to other branches

By The Canadian Press |October 24, 2023

1 min read

Regulation

OSC seeks to ban Ponzi schemer

Debit machine scheme involved unregistered securities, regulator alleges

By James Langton |October 23, 2023

1 min read

Industry

Former OSC commissioner Glorianne Stromberg dies

Author of two seminal papers leaves a legacy of sweeping regulatory changes and investor advocacy

By Melissa Shin |October 23, 2023

3 min read

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