News and resources for Canada's top financial advisors
Regulation
The regulator is planning the industry's first standardized climate exercise for next year
By James Langton |October 16, 2023
1 min read
Scheme generated over US$150 million in illicit profits
By James Langton |October 13, 2023
2 min read
Federal regulator proposes new guidance to meet its expanded mandate
3 min read
Banks to bear the brunt of fee increase, as case volumes jump
Regulator adopts new rules to boost transparency around short activity, securities lending
Industry
Respondents to FSRA survey had mixed views on how they preferred to pay financial advisors
By Michelle Schriver |October 13, 2023
JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements
By James Langton |October 12, 2023
C-suite change is slow for women, Indigenous people and those with disabilities
By Maddie Johnson |October 12, 2023
Task force details progress and areas of improvement
Ontario court allows U.S. shareholders to pursue both cases
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