News and resources for Canada's top financial advisors
Industry
Laurentian Bank has announced further executive shifts following its leadership change earlier this month
By Katie Keir |October 11, 2023
4 min read
Regulation
Tight financial conditions, high economic uncertainty remain key vulnerabilities
By James Langton |October 11, 2023
3 min read
ESMA says novel abuses need to be addressed for DeFi sector to grow
2 min read
Report finds the technology is being used to segment clients and generate insights
By James Langton |October 10, 2023
The Ontario and Quebec organizations cited concerns about financial transparency regarding education programs
By Rosa Saba, The Canadian Press |October 10, 2023
Report highlights risk management failures, supervisory shortcomings
By James Langton |October 6, 2023
AMF, provincial government approve delegation of powers to SRO
The proportion of women CEOs in the CSA's sample remains 5%, as in the past three annual reports
By Staff |October 6, 2023
BMO tops equity league tables, RBC leads debt rankings
By James Langton |October 5, 2023
Industry watchdogs can't "sit in an ivory tower" as they push for industry change, said Stan Magidson
By Katie Keir |October 5, 2023
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