Industry News

Industry

CIFSC proposes two new investment-fund categories

The committee also is revisiting the category of Multi-Sector Fixed Income launched earlier this year

By Melissa Shin |November 2, 2023

2 min read

Regulation

“Safe” crypto token was anything but: SEC

Trio charged over alleged crypto fraud scheme

By James Langton |November 1, 2023

2 min read

Regulation

Former rep fined, banned by CIRO

Ex-NBF rep admitted to misappropriating clients' funds, as well as other violations

By James Langton |November 1, 2023

1 min read

Regulation

Organizations team up on ESG definitions to fight greenwashing

The CFA Institute, GSIA and PRI hope their new resource will be adopted by industry and regulators

By Mark Burgess |November 1, 2023

2 min read

Regulation

Closing arguments begin in trial of Sam Bankman-Fried

Prosecutor cites 'pyramid of deceit' in urging jury to convict FTX founder

By Larry Neumeister, The Associated Press |November 1, 2023

3 min read

Industry News

Financial services leaders honoured by Women’s Executive Network

Women in banking and insurance received recognition

By Staff |October 30, 2023

2 min read

Regulation

FINRA enters the quantum realm

SRO examines potential implications of a computing revolution

By James Langton |October 30, 2023

2 min read

Regulation

FTX founder Sam Bankman-Fried acknowledges in court that customers were hurt but denies fraud

The crypto entrepreneur denied taking customers' funds in much-anticipated testimony

By Larry Neumeister, The Associated Press and Ken Sweet, The Associated Press |October 27, 2023

3 min read

Industry

JPMorgan CEO Jamie Dimon selling shares of the bank for first time

The bank sought to reassure investors that the stock sale is not a matter of concern

By The Associated Press |October 27, 2023

2 min read

Regulation

Court upholds tribunal’s fraud ruling and penalty

The court found no errors in the panel's decisions on the merits or sanctions

By James Langton |October 27, 2023

2 min read

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