News and resources for Canada's top financial advisors
Industry
The rating agency's concerns stem from recent adverse events at the bank
By Staff |November 3, 2023
1 min read
Remarks follow virtual meeting with provincial finance ministers
By Stephanie Taylor and Nojoud Al Mallees, The Canadian Press |November 3, 2023
4 min read
As yields surged last month, investors moved into longer-duration bond funds, National Bank says
By Mark Burgess |November 3, 2023
2 min read
Multiple industry veterans made changes, plus Richardson Wealth's John Horwood retired
By Katie Keir |November 3, 2023
3 min read
Regulation
Panel defers penalties while ex-rep repays clients
By James Langton |November 3, 2023
Draft rules out for comment, expected to take effect in 2026
By James Langton |November 2, 2023
Accounting for internal software development violated securities rules
Finance committee says removal of competitor could raise already-elevated bank fees
By The Canadian Press |November 2, 2023
Upcoming COP meeting to support fourth-quarter issuance
Wealth management's earnings were up, as number of less-experienced advisors dropped
By Michelle Schriver |November 2, 2023
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