Industry News

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Canaccord Genuity acquires U.K. financial planning firm

The transaction supports Canaccord's strategy to grow wealth management

By Staff |November 9, 2023

1 min read

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CI Financial posts loss in third quarter

The firm also saw net outflows of $465 million across its entire asset management segment

By Melissa Shin |November 9, 2023

2 min read

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Citi sanctioned by CFPB for discrimination

Bank allegedly denied credit to customers of Armenian descent

By James Langton |November 8, 2023

1 min read

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Rep banned, fined over client conflicts

Former fund rep was named in clients' wills and solicited money from them

By James Langton |November 7, 2023

2 min read

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Rising mortgage stress is still manageable, DBRS says

Capital requirements to grow, profits under pressure for mortgage insurers

By James Langton |November 7, 2023

1 min read

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BCSC offers whistleblower awards

Regulator to pay between $1,000 and $500,000 for enforcement tips

By James Langton |November 7, 2023

2 min read

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Duane Green leaves Franklin Templeton

Andrew Ashton takes over as chairman

By Melissa Shin |November 7, 2023

1 min read

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CIRO sympathetic to industry challenges with new conflict disclosures

Kriegler acknowledges additional burden to advisors resulting from regulatory changes

By Melissa Shin |November 6, 2023

3 min read

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CIRO settles with dealer over capital shortfalls

Firm sanctioned over capital issues, internal controls and record-keeping

By James Langton |November 6, 2023

1 min read

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CFA Institute introduces certificate for climate investing

The organization's five courses aim to address a skills gap

By Staff |November 6, 2023

1 min read

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