News and resources for Canada's top financial advisors
Regulation
Regulator adopts new charges to cover added costs on overseeing crypto sector
By James Langton |April 19, 2024
2 min read
SRO proposes doubling maximum fines, toughening suspensions
By James Langton |April 18, 2024
Regulators to boost fee transparency, explore enhanced retail access
3 min read
Ontario court allows bid for judicial review of enforcement practices
Retirees were duped for almost a decade, SRO finds
Crypto platforms get until Oct. 31 to meet CSA's interim rules
By James Langton |April 17, 2024
1 min read
Fraudster raised $1.2 million from investors in illegal distribution
By James Langton |April 15, 2024
Measure aims to reduce risk of borrowers being unable to pay their loans
By The Canadian Press |April 12, 2024
Case alleges Scotiabank charged duplicate fees on failed debits
By James Langton |April 12, 2024
Expanding access to advice, standardizing KYC data collection, on SRO’s agenda
By James Langton |April 11, 2024
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