News and resources for Canada's top financial advisors
Regulation
Government is working to launch taxonomy "as soon as possible," Freeland says
By Noushin Ziafati |May 9, 2024
3 min read
Regulator adopts new exemptions designed to help startups raise capital
By James Langton |May 9, 2024
2 min read
Firm sanctioned over reporting, registration failures
1 min read
The government will set the standards for the private sector to implement
By Jonathan Got |May 8, 2024
4 min read
Fund rep could fill out basic information, but not KYC info, on investment dealer accounts
By James Langton |May 7, 2024
Regulator contemplates expanding eligible assets for retail investment funds
Global group of regulators seeks new secretary general
Rules were initially crafted to discourage excessive risk taking in the wake of the global financial crisis
By James Langton |May 6, 2024
The regulator also wants to toughen enforcement and focus more on DIY investors
By James Langton |May 3, 2024
Proposed appointment still needs to be confirmed by legislative committee
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