News and resources for Canada's top financial advisors
Regulation
Misrepresentation allegations against pharma company and CEO dismissed
By James Langton |May 2, 2024
2 min read
Tribunal refused to pause its proceedings while lawyers try to get paid
By James Langton |May 1, 2024
Changpeng Zhao jailed for allowing rampant money laundering on the platform
By Gene Johnson, The Associated Press |May 1, 2024
4 min read
Bank's chief executive acknowledged that the investigation has weighed on TD's share price
By The Canadian Press |May 1, 2024
1 min read
Fees to rise for most firms as minimums go up, certain dealers pay higher share
By James Langton |April 25, 2024
3 min read
CSA research details the evolution of fund costs in the face of transparency reforms
Labor Department finalizes fiduciary rule for retirement advice
By James Langton |April 24, 2024
Lawyers for firm's founder seek adjournment amid unpaid legal bills
Standards setter defines its policy direction beyond climate disclosures
By James Langton |April 23, 2024
Suit alleges that retail investor trades violated securities law
By James Langton |April 22, 2024
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