Regulation

Court rejects OSC’s crypto fraud allegations

Regulator failed to meet burden of proof on all counts

By James Langton |April 2, 2024

3 min read

First oversight review finds CIRO complying with recognition order

CSA gives self-regulatory organization clean bill of health

By James Langton |March 28, 2024

2 min read

FSRA flags few issues at credentialing bodies

Regulator reports results of first supervisory reviews at planner/advisor titling organizations

By James Langton |March 27, 2024

2 min read

Margin call claim must go to trial

Question of whether client used stop loss orders requires hearing, court rules

By James Langton |March 27, 2024

2 min read