News and resources for Canada's top financial advisors
Regulation
ESMA says novel abuses need to be addressed for DeFi sector to grow
By James Langton |October 11, 2023
2 min read
Report highlights risk management failures, supervisory shortcomings
By James Langton |October 6, 2023
3 min read
AMF, provincial government approve delegation of powers to SRO
Undertaking doesn't preclude regulator's enforcement action, court finds
By James Langton |September 29, 2023
Firms not disclosing investments' negative ESG impact, Paris alignment
Another 10 firms sanctioned for extensive recordkeeping violations
World Federation of Exchanges calls for crypto trading to face similar standards as traditional markets
By James Langton |September 28, 2023
Industry
Regulator aims for truth in advertising, seeks to combat greenwashing
By James Langton |September 20, 2023
Clients' assets misappropriated rather than invested, U.S. authorities charged
Government should have opened RESPs, RDSPs for kids in its care, suit claims
By James Langton |September 14, 2023
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