ESMA seeks fit check for crypto sector
European regulators propose guidance for assessing the fitness of management, large shareholders under new crypto regime
By James Langton |October 20, 2023
2 min read
European regulators propose guidance for assessing the fitness of management, large shareholders under new crypto regime
By James Langton |October 20, 2023
2 min read
CSA and CIRO seek feedback on the SEC's market structure proposals
By James Langton |October 19, 2023
2 min read
Regulators propose revisions to accommodate variety of settlement cycles
By James Langton |October 19, 2023
1 min read
Proposal aims to address concerns about competitiveness of smaller brokers
By James Langton |October 18, 2023
2 min read
New guidance signals larger fines, more misconduct admissions
By James Langton |October 18, 2023
2 min read
Policymakers move from digital currency design to preparation
By James Langton |October 18, 2023
2 min read
Finance also announced measures to tackle bank fees and mortgage relief
By James Langton |October 17, 2023
4 min read
Change to address negative amortization mortgages a positive, Fitch says
By James Langton |October 17, 2023
2 min read
The IIROC panel overlooked evidence that a rep borrowed money rather than misappropriating it
By James Langton |October 16, 2023
2 min read
Regulator's exam division sets compliance priorities for 2024
By James Langton |October 16, 2023
2 min read
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