Regulation

IOSCO, CPMI report examines central counterparty risks

Policymakers seek to ensure CCP readiness to handle loss events

By James Langton |August 23, 2023

2 min read

Advisors chew over regulators’ warning on industry awards

Even award-winning advisors see merit in the crackdown on pay-to-play and sales-based accolades

By Melissa Shin |August 21, 2023

5 min read

B.C. court upholds ruling in advisor’s favour

Investor misunderstood difference between advisory and discretionary accounts, court found

By James Langton |August 11, 2023

2 min read

Regulators heed plea to push back trade-matching deadline

CSA ruling helps T+1 push, industry says

By Staff |August 11, 2023

2 min read