Regulation

SEC alleges Virtu failed to guard client data

Firm rejects regulator's allegations, cites political motive for action

By James Langton |September 13, 2023

3 min read

Dude, where’s my enforcement action?

SEC sanctions Stoner Cats creator over NFT sales

By James Langton |September 13, 2023

3 min read

CSA increased bans, fines in latest fiscal year

Regulators' year in review also detailed crypto oversight, CFR sweep

By Staff |September 7, 2023

2 min read

Top Swiss regulator steps down

CEO cites stress, health in decision to resign from post

By James Langton |September 6, 2023

1 min read