Regulation

CSA moves on T+1; Europe urged to follow suit

U.S. fund industry calls for global move to shorter settlement cycle

By James Langton |December 15, 2023

2 min read

Regulation

Quicker consults for OSC, FSRA now law

Change follows a report from the auditor general that found the rule-making process "exceedingly slow"

By Melissa Shin |December 15, 2023

2 min read

Regulation

Global code of conduct debuts for ESG ratings

Regulators welcome voluntary code for ESG ratings, data providers

By James Langton |December 14, 2023

2 min read

Regulation

SEC adopts Treasury clearing rules

Industry trade groups remain hesitant about sweeping reforms

By James Langton |December 14, 2023

2 min read

Regulation

PwC settles disciplinary case with CPA Ontario

Professionals routinely shared answers for internal training assessments

By James Langton |December 14, 2023

2 min read

Regulation

Court allows BCSC to test new collection powers

Under 2020 changes, the regulator can target under-valued asset transfers

By James Langton |December 13, 2023

3 min read

Regulation

Bank regulator maintains uninsured mortgage stress test rate

OSFI says the stress test has produced a more resilient residential mortgage financing system

By The Canadian Press |December 12, 2023

1 min read

Regulation

OSFI’s buffer call a credit negative: Moody’s

Higher capital levels would give the banks a bigger cushion, given the weaker economic outlook, report says

By James Langton |December 11, 2023

2 min read

Regulation

Regulators update warning on advisor awards

Participating in recognition programs at all could be a compliance issue

By Melissa Shin |December 8, 2023

2 min read

Regulation

Former fund industry executive banned

Tribunal bans David Singh following fraud conviction

By James Langton |December 8, 2023

1 min read

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