Regulation

Serial fraudsman gets jail time

Alberta man behind long-running scheme sentenced to four years

By James Langton |December 22, 2023

2 min read

CIRO sanctions dealer’s supervisory lapses

Calgary's Leede Jones Gable fined $150,000 for oversight failings

By James Langton |December 21, 2023

2 min read

CIRO drops harmonized sanctions guidance

SRO consolidates IIROC, MFDA approaches to enforcement penalties, policies

By James Langton |December 21, 2023

2 min read

Court certifies another trailer-fee class action

Case against 1832 Asset Management L.P. is the latest to secure certification

By James Langton |December 21, 2023

1 min read