News and resources for Canada's top financial advisors
Regulation
The SEC said it is finishing the approval of 10 exchange-traded funds for bitcoin
By Ken Sweet, The Associated Press |January 10, 2024
4 min read
Gary Gensler says SEC's account on X was hacked
3 min read
New measures address the use of DSCs with existing contracts
By James Langton |January 9, 2024
2 min read
Banks not backing up their claims with data, says securities complaint filed with OSC and AMF
By Ian Bickis, Canadian Press |January 9, 2024
Relaxing mortgage rules could help borrowers but also boost credit risks
By James Langton |January 8, 2024
1 min read
Rep recruited tenant as a client without firm's permission
By James Langton |January 4, 2024
Investors' lawyers decline to appeal reversal of novel ruling
Certain clients overcharged, others undercharged, due to recordkeeping glitch
The breaches related to more than 10,000 wash trades
By Staff, with files from The Canadian Press |December 28, 2023
Similar cases remain outstanding against the other big banks
By James Langton |December 22, 2023
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