Regulation

FAIR Canada calls for clarity on industry titles

Investor survey highlights risks of confusion over titles and proficiency

By James Langton |November 30, 2023

2 min read

CSA unveils binding authority for OBSI

Regulators propose long-awaited reforms to enhance industry dispute-resolution system

By James Langton |November 30, 2023

3 min read

Polluter pays principle comes to U.K. advice market

FCA to require companies to set aside capital for investor redress

By James Langton |November 29, 2023

2 min read

Conservative Supreme Court justices seem open to attack on SEC

Case involves appeal of a lower-court ruling that threw out stiff financial penalties imposed on hedge fund manager

By Mark Sherman, The Associated Press |November 29, 2023

3 min read