News and resources for Canada's top financial advisors
Regulation
Panel found respondent couldn't mount proper defence without access to confidential evidence
By James Langton |November 14, 2023
3 min read
Industry
CEO John Graham said the CPP offers the benefit of risk pooling and diversification
By Amanda Stephenson, The Canadian Press |November 14, 2023
Firm is the latest to trim staff as economic uncertainty weighs
By Staff, with files from The Canadian Press |November 14, 2023
1 min read
In Canada, wealth and asset management saw a 14% increase in profitability from a year earlier
By Ian Bickis, Canadian Press and Staff |November 14, 2023
The certification body also proposed a "monitor and review" practice standard
By Staff |November 14, 2023
2 min read
Regulator investigating amid suspected trading misconduct
Critics say proposed changes to the Corporate Sustainability Due Diligence Directive would make it unenforceable
By Ed Davey |November 14, 2023
5 min read
Group to focus on investor-advisor relationships, complaints, suitability
Will review the readiness of CCP staffs, procedures and IT systems for a major firm default
By James Langton |November 13, 2023
Industry News
Passive funds drove the redemptions, while active flows remained positive
By Mark Burgess |November 13, 2023
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