Industry News

Regulators keep savvy-investor exemption

Regulators keep savvy-investor exemption

After pilot program, ASC, FCAA maintain exemption based on financial knowledge

By James Langton |March 22, 2024

2 min read

FSRA approves another credential for FP title use

FSRA approves another credential for FP title use

CIFP brings the Chartered Financial Planner designation to new candidates

By Michelle Schriver |March 22, 2024

3 min read

Julie Martini sues Advocis for constructive and wrongful dismissal

Julie Martini sues Advocis for constructive and wrongful dismissal

The claim is the third against the national financial advisors association in recent months

By Michelle Schriver |March 22, 2024

4 min read

Open banking recommended to bolster competition

Open banking recommended to bolster competition

The Competition Bureau says adopting open banking could help new service providers

By Sammy Hudes, The Canadian Press |March 22, 2024

3 min read

A strong finish for RRSP season

Market Insights

A strong finish for RRSP season

Mutual fund sales turn positive, ETF assets hit record heights

By James Langton |March 21, 2024

2 min read

As transition ends for FA title, product pushes back in the spotlight

As transition ends for FA title, product pushes back in the spotlight

In Ontario, mutual fund licensing is the most popular approved credential

By Michelle Schriver |March 21, 2024

5 min read

BMO to begin racial equity audit this year

BMO to begin racial equity audit this year

And all Big Six banks that pledged to increase the number of Black board members have done so

By Melissa Shin |March 21, 2024

4 min read

RBC to convert HSBC locations once takeover closes

RBC to convert HSBC locations once takeover closes

Branches and offices being converted into RBC locations will reopen on April 1

By Tara Deschamps, The Canadian Press |March 21, 2024

2 min read

Regulators call for better fund governance

Regulators call for better fund governance

OSC, AMF calls for fund managers to freshen their internal review committees

By James Langton |March 21, 2024

2 min read

Court upholds tribunal findings in Amaya case

Court upholds tribunal findings in Amaya case

Appeals by advisor, analyst in insider trading case dismissed

By James Langton |March 20, 2024

3 min read

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