Industry News

First oversight review finds CIRO complying with recognition order

Regulation

First oversight review finds CIRO complying with recognition order

CSA gives self-regulatory organization clean bill of health

By James Langton |March 28, 2024

2 min read

New advocacy org for investment dealers launches

Industry

New advocacy org for investment dealers launches

CEO is former managing director of IIAC

By Staff |March 28, 2024

2 min read

FSRA flags few issues at credentialing bodies

Regulation

FSRA flags few issues at credentialing bodies

Regulator reports results of first supervisory reviews at planner/advisor titling organizations

By James Langton |March 27, 2024

2 min read

Margin call claim must go to trial

Regulation

Margin call claim must go to trial

Question of whether client used stop loss orders requires hearing, court rules

By James Langton |March 27, 2024

2 min read