News and resources for Canada's top financial advisors
Industry News
Effective this month, candidates can have five years' qualifying work experience in lieu of a diploma
By Staff |April 4, 2024
2 min read
Industry
Association paid outstanding invoice, plus interest and majority of legal fees, SeeWhy says
By Michelle Schriver |April 4, 2024
4 min read
The bank is now worth about $193 billion — about $50 billion ahead of TD Bank
By Ian Bickis, Canadian Press |April 4, 2024
5 min read
Expansion of business lines multiplies conflicts and regulatory challenges
By James Langton |April 4, 2024
Regulation
Crypto firm to pursue full dealer and ATS registration, plus SRO membership
Trio of Canadian dealers climb global league tables
By James Langton |April 3, 2024
1 min read
AI products gain favour, while crypto ETFs see outflows
By Jonathan Got |April 3, 2024
Involvement with crypto amounted to undisclosed outside business activity, personal financial dealings
By James Langton |April 2, 2024
Regulator failed to meet burden of proof on all counts
3 min read
Plus, changes at IG Wealth and CIBC Mellon
By Melissa Shin and Staff |April 2, 2024
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