Industry News

Lawsuit filed against SEC for scaled-back climate rules

Regulation

Lawsuit filed against SEC for scaled-back climate rules

Environmental organizations say U.S. regulator succumbed to industry pressure

By Staff |March 14, 2024

2 min read

Letter: Financial advisors have no recourse when they disagree with their firms

Regulation

Letter: Financial advisors have no recourse when they disagree with their firms

Nothing is being done to stop firms from censoring advisors, writes John De Goey

By John De Goey |March 13, 2024

2 min read

CFRs, CE and cybersecurity among CIRO’s priorities

Regulation

CFRs, CE and cybersecurity among CIRO’s priorities

The SRO also updated its exam timeline for mutual fund dealers

By Melissa Shin |March 13, 2024

3 min read

Quebec to review tax system in effort to save money

Industry News

Quebec to review tax system in effort to save money

Government's review will also examine the expenses of its departments and agencies

By Richard Cloutier |March 13, 2024

1 min read