Industry News

Rep incorporation proposals prove to be sticky wicket

Industry

Rep incorporation proposals prove to be sticky wicket

Industry divided on, investor advocates opposed to, reforms

By James Langton |April 8, 2024

3 min read

FCAA sanctions real estate scheme operators

Regulation

FCAA sanctions real estate scheme operators

Settlement includes 20-year market bans, monetary sanctions

By James Langton |April 5, 2024

2 min read

IAPW expects smooth transition for Laurentian advisors

Industry

IAPW expects smooth transition for Laurentian advisors

Two firms use same vendors, and iA has experience recruiting corporate advisors

By Katie Keir  and  Melissa Shin |April 5, 2024

2 min read

BMO Nesbitt sanctioned for supervisory shortcomings

Regulation

BMO Nesbitt sanctioned for supervisory shortcomings

Firm failed to adequately oversee rep’s risky trading strategy, CIRO says

By James Langton |April 5, 2024

2 min read