Industry News

Jean-Guy Desjardins returns as Fiera CEO

Industry

Jean-Guy Desjardins returns as Fiera CEO

Jean-Philippe Lemay is stepping aside after one year in the job

By Staff |January 23, 2023

2 min read

Crypto lending product ruled a security: SEC, NASAA

Industry

Crypto lending product ruled a security: SEC, NASAA

U.S. regulators settle with firm over unregistered product

By James Langton |January 20, 2023

2 min read

Firms have immunity to aid SRO investigations, court rules

Industry

Firms have immunity to aid SRO investigations, court rules

B.C. court strikes certain claims in rep's wrongful dismissal suit

By James Langton |January 20, 2023

2 min read

New circuit breakers for CDRs

Industry

New circuit breakers for CDRs

Growth in Canadian depositary receipts prompts SRO to expand guidance on trading halts

By James Langton |January 19, 2023

1 min read