Industry News

Industry

Victim can sue bank over fraudulent transfer, B.C. court rules

The bank may have had a duty to warn the customer about a scheme

By James Langton |January 30, 2023

3 min read

Industry

Firms falling short of ‘best interest’ standards: SEC

Regulator's reviews uncover shortcomings in brokers' Reg BI compliance

By James Langton |January 30, 2023

2 min read

Industry

WCM awards 18 executive leaders

The award recipients will receive six months of individual executive coaching

By Staff |January 30, 2023

1 min read

Industry

Active management still the money maker

Pricier active funds to produce bulk of revenues even as asset share erodes, ISS reports

By James Langton |January 27, 2023

2 min read

Industry

Court finds murdered man’s life policy was valid, again

Desjardins' appeal rejected as insurer failed to prove fraud on life application

By James Langton |January 27, 2023

2 min read

Industry

Industry moves this week

Top-level shifts were announced at several major firms, including National Bank Financial, iA Financial Group and RBC Insurance

By Katie Keir |January 27, 2023

3 min read

Industry

62 fundcos receive FundGrade A+ awards for 2022

Three fund managers were lauded for the first time since the awards began

By Staff |January 27, 2023

1 min read

Industry

National Bank’s head of wealth management to retire

Denis Girouard will step in for Martin Gagnon until a successor is named

By Staff |January 26, 2023

1 min read

Industry

Banks’ ratings stable but finances face pressure: Fitch

Amid growing challenges, Canadian banks still well positioned to absorb headwinds

By James Langton |January 25, 2023

2 min read

Industry

SEC seeks “skin in the game” for securitizations

New asset-backed securities proposal would implement a key post-crisis reform

By James Langton |January 25, 2023

2 min read

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