Industry News

BCSC settles insider trading allegations

Firm, director banned for three years, agree to pay $200,000

By James Langton |January 13, 2023

1 min read

SEC rewards one tipster, denies another

Earlier tip didn't prompt investigation or enforcement action, regulator rules

By James Langton |January 13, 2023

2 min read

FP Canada recognizes top performers of latest QAFP exam

The October sitting had 69 candidates

By Staff |January 13, 2023

1 min read

Bank to pay US$31M redlining settlement, DoJ’s largest ever

The department says City National avoided underwriting mortgages in majority Black and Latino neighborhoods

By Ken Sweet, The Associated Press |January 12, 2023

3 min read