News and resources for Canada's top financial advisors
Industry
British regulator calls out industry ahead of July 31 deadline for new standards
By James Langton |January 25, 2023
2 min read
FAIR Canada research finds investors worry about fees and suitability, and aren't confident in regulatory protections
By Staff |January 24, 2023
The court noted that the privacy breach didn't involve confidential medical information
By James Langton |January 24, 2023
The head of iA Private Wealth takes over from Sean O'Brien
1 min read
In less than 12 months, nearly all the biggest lenders have failed spectacularly
By Ken Sweet, The Associated Press |January 24, 2023
3 min read
Ontario court rules that discount brokers' receipt of trailing commissions was not considered illegal before the June 2022 ban
By James Langton |January 23, 2023
The biennial exercise will be coordinated with the U.S. industry
By Staff |January 23, 2023
Groups issuing financial planner and advisor titles must meet cybersecurity guidelines
Securities prices sometimes relied on single sources, the SEC alleged
An Ontario tribunal handed down $5.1 million in penalties and other costs
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