Industry News

BCSC to get beefier enforcement powers

BCSC to get beefier enforcement powers

New tools aim to improve investigative authority, collections

By James Langton |February 9, 2023

2 min read

Citigroup sanctioned in MX settlement

Citigroup sanctioned in MX settlement

Firm failed to prevent unauthorized access to exchange's electronic trading system

By James Langton |February 9, 2023

2 min read

Sun Life Q4 net income drops 12%

Sun Life Q4 net income drops 12%

Assets under management also dropped 8% in 2022

By Staff, with files from The Canadian Press |February 9, 2023

1 min read

NASAA defends public markets, investors

NASAA defends public markets, investors

State regulators oppose proposals to expand private markets, erode investor protections

By James Langton |February 8, 2023

2 min read

Crypto insider pleads guilty in tipping case

Crypto insider pleads guilty in tipping case

Ex-Coinbase employee admitted guilt in first crypto insider trading scheme

By James Langton |February 7, 2023

1 min read

OSC allowed to use evidence collected in criminal case, panel finds

OSC allowed to use evidence collected in criminal case, panel finds

A tribunal ruled that the Joint Serious Offences Team isn't independent of the OSC

By James Langton |February 6, 2023

2 min read

National Bank sells in-house financial planning tool to IT vendor

National Bank sells in-house financial planning tool to IT vendor

AdviceSuite to be incorporated into CGI Wealth360

By Greg Meckbach |February 3, 2023

2 min read

Crypto hacking hits record in 2022

Crypto hacking hits record in 2022

Decentralized finance protocols were the top target of crypto thefts

By James Langton |February 2, 2023

1 min read

Industry moves this week

Industry moves this week

Several changes occurred across asset management and wealth management

By Staff |February 2, 2023

2 min read

New SRO proposes payback for harmed investors

New SRO proposes payback for harmed investors

The proposal would allow for disgorged funds to be paid out to victims of industry misconduct

By James Langton |February 1, 2023

2 min read

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