Regulation

Court upholds tribunal findings in Amaya case

Appeals by advisor, analyst in insider trading case dismissed

By James Langton |March 20, 2024

3 min read

B.C. court certifies vacation pay class action

Lawsuits seeks damages for certain BMO advisors

By James Langton |March 20, 2024

2 min read

Ban, fine of $300K follow repeat episode of unapproved OBA

Rep called out after strike two

By James Langton |March 19, 2024

2 min read

Rep fell for fraud scheme, sanctioned by SRO

Panel orders penalties for disgorgment and deterrence

By James Langton |March 19, 2024

3 min read