Regulation

Tribunal stays OSC fraud case

Panel found respondent couldn't mount proper defence without access to confidential evidence

By James Langton |November 14, 2023

3 min read

FP Canada consults on conflict-related rule, trusted contact person

The certification body also proposed a "monitor and review" practice standard

By Staff |November 14, 2023

2 min read

OSC seeks extended cease trade against hedge fund

Regulator investigating amid suspected trading misconduct

By James Langton |November 14, 2023

2 min read

Financial sector would be excluded from EU net-zero law, leak reveals

Critics say proposed changes to the Corporate Sustainability Due Diligence Directive would make it unenforceable

By Ed Davey |November 14, 2023

5 min read