News and resources for Canada's top financial advisors
Regulation
Court found all investors should be treated equally in insolvency process
By James Langton |November 20, 2023
2 min read
High court rejects B.C. residents' challenge in alleged market manipulation case
By James Langton |November 17, 2023
Regulators to explore the regulation, provision of advice online
By James Langton |November 16, 2023
3 min read
Industry
Improving competition in Canada's concentrated banking sector is one of the aims
By Ian Bickis, Canadian Press and Staff |November 16, 2023
Umbrella group aims to establish minimum global standards for sector
Lack of consensus on possible reforms sends regulators back to study the issues
Ontario's Capital Markets Tribunal found the firm defrauded investors by diverting funds
Other developments this week include cuts at Manulife and several advisor team moves
By Katie Keir |November 15, 2023
Inflation forcing some clients to withdraw assets to meet needs
By Mark Burgess |November 15, 2023
Tribunal rules that misconduct involved securities
By James Langton |November 14, 2023
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