Industry News

Securities industry outlook neutral for 2024: Fitch

Rating agency sees modest profit improvement ahead for industry

By James Langton |November 29, 2023

1 min read

Regulation

Polluter pays principle comes to U.K. advice market

FCA to require companies to set aside capital for investor redress

By James Langton |November 29, 2023

2 min read

Industry

Banks’ rating outlook brightens: Fitch

Outlook shifts to neutral as banks adapt to higher rate environment

By Staff |November 29, 2023

1 min read

Regulation

Conservative Supreme Court justices seem open to attack on SEC

Case involves appeal of a lower-court ruling that threw out stiff financial penalties imposed on hedge fund manager

By Mark Sherman, The Associated Press |November 29, 2023

3 min read

Regulation

Firms adjust ESG disclosure, communication following scrutiny: report

Firms are reporting increased compliance costs as they respond to ESG guidance and regulatory "sweeps"

By Mark Burgess |November 29, 2023

2 min read

Regulation

Saskatchewan seeks binding dispute resolution

Proposed legislation aims to boost investor protection

By James Langton |November 28, 2023

2 min read

Industry

Scotiabank profits weighed down by bad loan provisions, layoff charges

Employee numbers were down about 1,500 from the previous quarter, about halfway to the bank's 3% reduction target

By Ian Bickis, Canadian Press |November 28, 2023

3 min read

Regulation

OSC warns fund managers over misleading yields

Regulator's compliance reviews find issues with performance reporting

By James Langton |November 28, 2023

2 min read

Regulation

B.C. court rejects challenge to regulator’s summons

Duty of fairness to witnesses at investigative stage is minimal but it has been met in this case, court finds

By James Langton |November 27, 2023

2 min read

Industry

Banks set to report earnings strained by economic slowdown

Banks are slowing the pace of new lending and setting aside more money for bad loans

By Ian Bickis, Canadian Press |November 27, 2023

3 min read

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