Industry News

Decorative pattern

Former OSC chair, FAIR co-founder, dies

Stanley Beck was a regulator, academic, and investor advocate

By James Langton |December 20, 2023

2 min read

Industry moves this week

Industry moves this week

Joanna Rotenberg leaves Fidelity Investments, plus other moves

By Katie Keir |December 19, 2023

3 min read

Post-mortem report on Credit Suisse lays out events leading to collapse

Post-mortem report on Credit Suisse lays out events leading to collapse

Regulators make case for greater supervisory and enforcement powers

By James Langton |December 19, 2023

3 min read

European regulator finds there’s no financial price for green scandals

European regulator finds there’s no financial price for green scandals

Report says clear policy guidance is needed if investors aren't paying attention to greenwashing

By James Langton |December 19, 2023

2 min read

FP Canada announces CFP exam results for October

FP Canada announces CFP exam results for October

The sitting was the largest this year, with more in-person candidates

By Staff |December 19, 2023

1 min read

TD’s racial equity audit a significant first step, but incomplete: shareholder

TD’s racial equity audit a significant first step, but incomplete: shareholder

The B.C. union that requested the audit says it hopes to see further analysis

By Melissa Shin and Ian Bickis, Canadian Press |December 18, 2023

4 min read

ATB Capital to lead liquidation of failed hedge fund

ATB Capital to lead liquidation of failed hedge fund

Court will consider firm's appointment by Traynor Ridge Capital's receiver

By James Langton |December 18, 2023

2 min read

Companies face emissions reporting mandates even as Canada lags

Companies face emissions reporting mandates even as Canada lags

Regulators around the world are forcing firms to disclose carbon emissions and other climate data

By Ian Bickis, Canadian Press |December 18, 2023

5 min read

FINTRAC offers more detail on enforcement activity

FINTRAC offers more detail on enforcement activity

The agency has begun baring more in disciplinary notice

By James Langton |December 15, 2023

2 min read

CSA moves on T+1; Europe urged to follow suit

CSA moves on T+1; Europe urged to follow suit

U.S. fund industry calls for global move to shorter settlement cycle

By James Langton |December 15, 2023

2 min read

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