Industry News

TD reaches NSF fee class action settlement

TD reaches NSF fee class action settlement

Similar cases remain outstanding against the other big banks

By James Langton |December 22, 2023

1 min read

Serial fraudsman gets jail time

Serial fraudsman gets jail time

Alberta man behind long-running scheme sentenced to four years

By James Langton |December 22, 2023

2 min read

RBC’s takeover of HSBC Canada means less competition on mortgage rates: expert

RBC’s takeover of HSBC Canada means less competition on mortgage rates: expert

The finance minister approved the transaction, with conditions

By Sammy Hudes, The Canadian Press |December 22, 2023

4 min read

CIRO sanctions dealer’s supervisory lapses

CIRO sanctions dealer’s supervisory lapses

Calgary's Leede Jones Gable fined $150,000 for oversight failings

By James Langton |December 21, 2023

2 min read

CIRO drops harmonized sanctions guidance

CIRO drops harmonized sanctions guidance

SRO consolidates IIROC, MFDA approaches to enforcement penalties, policies

By James Langton |December 21, 2023

2 min read

Potential class action against fund reps revived

Potential class action against fund reps revived

Appeal Court finds alleged fiduciary duty breach can be basis for class action

By James Langton |December 21, 2023

3 min read

Mutual fund redemptions continue in November

Mutual fund redemptions continue in November

Net sales have been negative since March

By Jonathan Got |December 21, 2023

2 min read

CI Financial’s Darie Urbanky will depart at the end of next year

CI Financial’s Darie Urbanky will depart at the end of next year

CIO Marc-André Lewis will become co-head of CI Global Asset Management as of Jan. 1

By Katie Keir |December 21, 2023

2 min read

Court certifies another trailer-fee class action

Court certifies another trailer-fee class action

Case against 1832 Asset Management L.P. is the latest to secure certification

By James Langton |December 21, 2023

1 min read

Decorative pattern

OSFI, FCAC to explore industry plans for AI, quantum computing

Study of firms' plans for advanced tech will inform regulation and oversight

By James Langton |December 20, 2023

1 min read

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