Industry News

Former fund rep fined, banned over forgery

Regulation

Former fund rep fined, banned over forgery

Rep recruited tenant as a client without firm's permission

By James Langton |January 4, 2024

2 min read

Bridging priority case won’t see Supreme Court

Regulation

Bridging priority case won’t see Supreme Court

Investors' lawyers decline to appeal reversal of novel ruling

By James Langton |January 4, 2024

2 min read

HSBC fined over DIY client fee errors

Regulation

HSBC fined over DIY client fee errors

Certain clients overcharged, others undercharged, due to recordkeeping glitch

By James Langton |January 4, 2024

1 min read

Global M&A drops to 10-year low

Industry

Global M&A drops to 10-year low

Deal activity rose in the fourth quarter, LSEG Data & Analytics reported

By James Langton |January 4, 2024

2 min read