Industry News

IIROC bans, fines former advisor $1 million

The ex-representative embezzled funds from elderly clients

By James Langton |January 6, 2022

2 min read

FSRA consults on living wills for credit unions

Consolidation may make it tougher for troubled firms to find merger partners

By James Langton |January 6, 2022

2 min read

Toronto Finance International president to step down

TFI is seeking a new CEO to replace Jennifer Reynolds, who has a month left on the job

By Staff |January 5, 2022

1 min read

Canaccord settles IIROC client overcharging case

The firm agreed to a $157,500 fine and will repay 6,000 affected clients

By James Langton |January 5, 2022

2 min read