Industry News

Industry

No time to waste on climate risk, BoC and OSFI warn

Scenario analysis finds that delaying policy action raises the economic and financial sector impacts

By James Langton |January 14, 2022

3 min read

Industry

FINTRAC fines credit union

Regulator sanctions firm for anti–money laundering compliance violations

By Staff |January 13, 2022

1 min read

Industry

CSA adopts changes to auditor oversight rules

The amendments give regulators access to audit work performed by foreign firms

By Staff |January 13, 2022

1 min read

Industry

IIROC proposes rule amendments to better protect investors

Changes include clearer requirements for dealers to conduct investigations

By Staff |January 13, 2022

1 min read

Industry

Nicola Wealth appoints head of international equities

Brad Radin and his team will join the firm's Toronto office

By Staff |January 13, 2022

1 min read

Industry

ASC permanently bans convicted fraudster

The former Alberta resident operated a Ponzi scheme through his Ontario business

By Staff |January 13, 2022

1 min read

Industry

Federation of Mutual Fund Dealers announces 2022 board

The board's priorities include watching the many regulatory changes coming this year

By Staff |January 13, 2022

1 min read

Industry

Dave Kelly named head of Gluskin Sheff

Kelly will report to Onex president Bobby Le Blanc in the newly created role

By Daniel Calabretta |January 12, 2022

2 min read

Industry

FSRA to shine a light on enforcement

The regulator is stepping up public disclosure of disciplinary actions

By Staff |January 11, 2022

1 min read

Industry

OBSI releases strategic plan amid increased scrutiny

Promises for action on OBSI have repeatedly gone unmet, however

By James Langton |January 11, 2022

2 min read

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