Industry News

Industry

Nova Scotia regulator bans repeat offender

The former rep was also ordered to pay a $500,000 fine for securities violations

By James Langton |January 11, 2022

1 min read

Industry

Market data faces scrutiny from U.K. regulator

FCA launching series of studies in response to anti-competitive concerns

By James Langton |January 11, 2022

2 min read

Industry

CI Financial acquires Northwood Family Office

Toronto-based firm manages $2.2 billion in assets for HNW and UHNW clients

By Rudy Mezzetta |January 11, 2022

2 min read

Industry

Financial sector outlook bolstered by recovery: Fitch

Operating conditions are set to improve alongside growth and rising rates

January 10, 2022

2 min read

Industry

IIROC panel sanctions rep for KYC violations

Clients lost over $1 million on risky options strategy in market crash

By James Langton |January 10, 2022

2 min read

Industry

Banking regulator looking at higher capital buffer for climate risks

OSFI will launch discussions with financial institutions as it looks to produce climate risk guidelines this year

By Ian Bickis, Canadian Press |January 10, 2022

2 min read

Industry

Crypto scams top regulators’ list of threats

Stories of "crypto millionaires" have led to big bets and big losses

By James Langton |January 10, 2022

2 min read

Industry

Large bank M&A deals face rougher ride from regulators: Fitch

Growing antitrust concerns could thwart larger transactions

By James Langton |January 6, 2022

1 min read

Industry

Canadians put extra wealth to work in 2021

ETFs, mutual funds scored record assets last year

By Michelle Schriver |January 6, 2022

2 min read

Industry

Christine Van Cauwenberghe named head of financial planning at IG Wealth

She will oversee wealth, advisor training and financial specialist teams within this new division

By Rudy Mezzetta |January 6, 2022

2 min read

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