Industry News

Industry

FP Canada announces top performers for May QAFP exam

Melissa Laursen, Laura Wierzbicki and Adam Malcolm received the QAFP exam award of merit

By Staff |July 27, 2022

1 min read

Industry

Stretched households stressed by rising rates, DBRS warns

Banks likely to build loan-loss provisions as economic uncertainty grows

By Staff |July 26, 2022

2 min read

Industry

Tribunal sanctions brothers for binary options scheme

Pair ordered to pay $3.3 million in fines, costs and disgorgement

By James Langton |July 26, 2022

2 min read

Industry

RBC DS admits order-marking failures

Software updates caused various issues, undermining market oversight

By James Langton |July 26, 2022

1 min read

Industry

Industry moves this week

BMO GAM nabbed 13 investment experts from CI Financial, plus other news

By Katie Keir |July 26, 2022

2 min read

Industry

Canada tops the world in pension disclosure transparency

CPP Investments ranked first, with three Canadian funds among the global top five

By Staff |July 26, 2022

1 min read

Industry

Ontario court dismisses appeal over mining project disclosure

The court upheld the dismissal of an investor class action alleging disclosure failings

By James Langton |July 26, 2022

2 min read

Industry

Mutual fund, ETF sales turned negative in June: IFIC

Mutual funds saw $3.5 billion in net redemptions for the first half of 2022, but ETFs are still positive

By James Langton |July 26, 2022

2 min read

Industry

MFDA sanctions fund dealer

SRO levies $60,000 fine and orders $10,000 in costs

By Staff |July 25, 2022

1 min read

Industry

ICO architect admits securities fraud

Fraudsman falsely claimed connections with Fed, financial firms

By James Langton |July 25, 2022

1 min read

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