Industry News

Ex U.S. congressman among nine charged in insider trading cases

Industry

Ex U.S. congressman among nine charged in insider trading cases

One defendant allegedly learned about Merck’s Pandion acquisition; another allegedly learned about the T-Mobile-Sprint merger

By Larry Neumeister, The Associated Press |July 25, 2022

3 min read

Being an ‘advisor’ could become tougher in Saskatchewan

Industry

Being an ‘advisor’ could become tougher in Saskatchewan

The FCAA consults on an approach that would deviate from Ontario's new title rules

By James Langton |July 25, 2022

2 min read

IIAC inducts three to Hall of Fame

Industry

IIAC inducts three to Hall of Fame

The Investment Industry Association of Canada also announces leadership award winners and Top Under 40 nominees

By Staff |July 25, 2022

1 min read

MFDA bans, fines rep $50K for misappropriating, borrowing client funds

Industry

MFDA bans, fines rep $50K for misappropriating, borrowing client funds

The money was used to satisfy a margin call

By Staff |July 22, 2022

2 min read