Industry News

GWL reports strong Q2 investment, insurance results

GWL reports strong Q2 investment, insurance results

Lower mutual, segregated fund sales dampen Canadian results

By Staff |August 4, 2022

2 min read

U.K. undertakes crypto review

U.K. undertakes crypto review

All-party policy group launches inquiry into regulation of crypto sector

By James Langton |August 4, 2022

2 min read

FINRA flags digital forgery issues

FINRA flags digital forgery issues

Firms are increasingly reporting digital signature falsification

By James Langton |August 3, 2022

1 min read

Decorative pattern

Industry preps for the end of CDOR

Legal, operational issues may arise with loans as key benchmark is eliminated

By James Langton |August 3, 2022

2 min read

What’s new from fund manufacturers

What’s new from fund manufacturers

A new Sprott ESG gold ETF is trading on NYSE Arca

By Greg Meckbach |August 3, 2022

1 min read

New crypto oversight legislation arrives as industry shakes

New crypto oversight legislation arrives as industry shakes

U.S. senate bill would give CFTC oversight of digital commodities

August 3, 2022

3 min read

Robinhood Crypto fined $30M for AML failings

Robinhood Crypto fined $30M for AML failings

New York regulator says firm's compliance didn't keep pace with its growth

August 2, 2022

2 min read

Decorative pattern

TD Bank Group to acquire U.S. investment firm Cowen Inc. for US$1.3 billion

The combined business will operate as TD Cowen, a division of TD Securities

By Ian Bickis, Canadian Press |August 2, 2022

3 min read

Decorative pattern

Securities industry gears up for shift to T+1

As U.S. industry releases plan, Canadian firms' readiness lags

By James Langton |August 2, 2022

2 min read

RF Capital posts record revenue in Q2 despite $3.2B drop in AUA

RF Capital posts record revenue in Q2 despite $3.2B drop in AUA

Richardson Wealth added three new advisor teams and lost one during a "challenging" quarter

By Rudy Mezzetta |July 29, 2022

2 min read

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