Industry News

Industry moves this week

Industry moves this week

The new Federation of Independent Dealers named its 2024 board leader and future focus

By Katie Keir |March 5, 2024

3 min read

BCSC sanctions second man in consulting sham

BCSC sanctions second man in consulting sham

Abusive scheme exploited consultant exemption, regulator alleged

By James Langton |March 5, 2024

2 min read

FSRA open to strengthening requirements for financial advisor title

FSRA open to strengthening requirements for financial advisor title

Credentialing bodies also discussed putting clients first at regulator's annual conference

By Michelle Schriver |March 4, 2024

2 min read

Finance Minister to present Liberals’ federal budget on April 16

Finance Minister to present Liberals’ federal budget on April 16

Big-ticket spending is unlikely given promise of fiscal restraint

By Nojoud Al Mallees, The Canadian Press |March 4, 2024

2 min read

Richardson Wealth adds retention bonuses for advisors

Richardson Wealth adds retention bonuses for advisors

The bonuses will total $15.2 million for advisors who stay until at least November 2026

By Rudy Mezzetta |March 1, 2024

3 min read

Big bank earnings challenged by expenses: Fitch

Big bank earnings challenged by expenses: Fitch

Upfront spending weighs on banks' bottom lines, despite revenue growth

By James Langton |March 1, 2024

2 min read

Toronto pension firm sues Scotiabank over pension plan for doctors

Toronto pension firm sues Scotiabank over pension plan for doctors

Claim for $700M alleges Medicus Pension Plan was built on confidential information

By Michael McKiernan |March 1, 2024

3 min read

TikToks and tweets pose risks to banks: S&P

TikToks and tweets pose risks to banks: S&P

Banks should track social media as a liquidity risk factor, rating agency says

By James Langton |February 29, 2024

2 min read

Decorative pattern

FCA finds failings in wholesale data markets

Regulator reluctant to intervene despite competition concerns

By James Langton |February 29, 2024

1 min read

TD fast-tracking efforts to fix anti-money laundering deficiencies: CEO

TD fast-tracking efforts to fix anti-money laundering deficiencies: CEO

The bank reported a first-quarter profit of $2.82 billion, up from $1.58 billion a year earlier

By Ian Bickis, Canadian Press |February 29, 2024

3 min read

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