Industry News

CSA rethinks climate rules amid SEC, ISSB efforts

CSA rethinks climate rules amid SEC, ISSB efforts

The Canadian regulators are reviewing comments and analyzing policy differences

By James Langton |October 12, 2022

1 min read

Decorative pattern

Global capital markets sneeze, Canada catches cold

Equity market activity and corporate debt issuance tumble in first nine months of 2022

By James Langton |October 11, 2022

2 min read

FSB seeks consistency in crypto regulation

FSB seeks consistency in crypto regulation

Group proposes "same risk, same regulation" approach to oversight

By James Langton |October 11, 2022

2 min read

CFD scheme promoters sanctioned

CFD scheme promoters sanctioned

Ontario regulator ordered a 10-year ban and monetary sanctions

By James Langton |October 11, 2022

2 min read

CSA promises OBSI binding authority proposal

CSA promises OBSI binding authority proposal

Regulators say proposal will be published in the coming year

By James Langton |October 7, 2022

1 min read

OSC seeks settlement with crypto platform

OSC seeks settlement with crypto platform

Firm that allegedly flouted OSC deadline will have a hearing on Oct. 12 to consider settlement

By James Langton |October 7, 2022

2 min read

Work on new Canadian benchmark begins

Work on new Canadian benchmark begins

Working group finds strong consensus in favour of term CORRA to replace CDOR

By James Langton |October 7, 2022

2 min read

Not an advisor, but still a fiduciary, court finds

Not an advisor, but still a fiduciary, court finds

B.C. court finds unregistered, unqualified advisor must be held to industry standards

By James Langton |October 7, 2022

2 min read

IIROC formally expels First Leaside Securities

IIROC formally expels First Leaside Securities

The expulsion follows a 10-year suspension of the firm

By James Langton |October 6, 2022

1 min read

Industry moves this week

Industry moves this week

Shifts occurred across all industry segments

By Katie Keir |October 6, 2022

2 min read

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