Industry News

SRO may adopt new regulatory oversight model

Industry

SRO may adopt new regulatory oversight model

The new organization is looking at joint oversight that rotates among CSA jurisdictions

By Greg Meckbach |October 3, 2022

2 min read

Kim Kardashian settles with SEC over crypto promotion

Industry

Kim Kardashian settles with SEC over crypto promotion

The crypto industry often uses influencers and celebrities to promote new tokens or products

By The Associated Press |October 3, 2022

3 min read

Perceived value of financial advice rebounds, but still lower than in 2020

Industry

Perceived value of financial advice rebounds, but still lower than in 2020

Mutual fund and ETF investors view the advice they receive differently, IFIC survey finds

By Melissa Shin |October 3, 2022

2 min read

Equity issuance slowest since 2003: Refinitiv

Industry

Equity issuance slowest since 2003: Refinitiv

Debt underwriting down too, led by a plunge in high-yield offerings

By Staff |September 30, 2022

2 min read