Industry News

Industry

Board diversity is improving, but still has a long way to go

More women are being appointed to board roles, but representation of visible minorities remains limited

By Maddie Johnson |October 13, 2022

2 min read

Industry

BMO Nesbitt Burns sanctioned for oversight failures

Firm settles IIROC allegation of inadequately supervising new-issue trading

By James Langton |October 13, 2022

2 min read

Industry

RBC under investigation for alleged misleading claims about climate action

The Competition Bureau launched an inquiry following a complaint against the bank

By Staff |October 13, 2022

2 min read

Industry

OSC settles with unregistered crypto firm

Seychelles-based firm to pay $1.2 million in penalties and disgorgement for violations

By James Langton |October 13, 2022

2 min read

Industry

OSC clears first crypto alternative trading system

Regulator grants relief to allow regulated crypto marketplace

By James Langton |October 12, 2022

2 min read

Industry

Recruiting, retaining assistants isn’t getting any easier

Tips for filling an evolving role

By Todd Humber |October 12, 2022

4 min read

Industry

Canada Post officially launches nationwide loan program with TD Bank Group

The program provides more financial options for Canadians across the country

By Ian Bickis, Canadian Press |October 12, 2022

3 min read

Industry

Federal Reserve voiced determination at last meeting to curb inflation

Meeting minutes reveal concern about U.S. economy's vulnerabilities

By Paul Wiseman, The Associated Press |October 12, 2022

1 min read

Industry

IOSCO takes on the risks of innovation

New guidance tackles risks posed by finfluencers, gamification, social media

By James Langton |October 12, 2022

3 min read

Industry

SEC modernizes recordkeeping rules

Changes aim to adapt regulator's requirements to tech innovation

By James Langton |October 12, 2022

2 min read

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