Industry News

Industry

Industry moves this week

The Investment Funds Institute of Canada named its replacement for outgoing leader Paul Bourque

By Katie Keir |January 5, 2023

2 min read

Industry

SEC sanctions former fund manager over conflict

Ex-BlackRock portfolio manager sought help for daughter's acting career while investing in film industry

By James Langton |January 5, 2023

2 min read

Industry

With prospectus filings slowing, OSC promises faster reviews

Turnaround time reverts to pre-pandemic standards

By James Langton |January 5, 2023

1 min read

Industry

Lagging effects of higher interest rates to impact banks’ bottom lines

Big banks likely to be under increasing pressure in 2023, DBRS Morningstar says

By James Langton |January 5, 2023

2 min read

Industry

December home sales in Toronto down 48% from last year

In this economic cycle, national home prices could fall 25% from their peak, BMO says

By Tara Deschamps, The Canadian Press |January 5, 2023

3 min read

Industry

CIBC agrees to settle overtime class-action lawsuit, will pay $153M

A former teller initiated the case in 2007

By The Canadian Press |January 5, 2023

1 min read

Industry

SEC charges recidivist with new alleged fraud

Scheme promised outsized returns from blockchain investment

By James Langton |January 4, 2023

2 min read

Industry

IIROC enforcement ended on a high as disciplinary activity rose in 2022

Fines levied against reps last year soared to $7.9 million from $938,000 in 2021

By James Langton |January 4, 2023

2 min read

Industry

Coinbase in US$100 million settlement

Deal with New York regulator addresses crypto platform's compliance failings

By Staff |January 4, 2023

2 min read

Industry

CIBC to appeal New York court liability ruling in Cerberus lawsuit

Bank expects to record $850-million after-tax provision in Q1

By The Canadian Press |January 4, 2023

1 min read

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