Industry News

Industry

FTX founder Sam Bankman-Fried pleads not guilty to fraud

A tentative trial date of Oct. 2 has been set

By Larry Neumeister, The Associated Press |January 3, 2023

2 min read

Industry

Court certifies advisor vacation pay class action against RBC

Lawsuit claims advisors' payouts didn't include mandated vacation pay

By James Langton |January 3, 2023

3 min read

Industry

New SRO launches with IIROC-heavy executive team

The new agency has a website but its name will come later

By James Langton |January 3, 2023

2 min read

Industry

CEO pay smashed records in 2021

Most of the money CEOs made was not from their salary, but from variable compensation

By Rosa Saba, The Canadian Press |January 3, 2023

3 min read

Industry

IIROC fines CIBC World Markets $119K for control failures

Fees charged to certain accounts didn't match fee agreements

By Staff |December 22, 2022

1 min read

Industry

Will the new SRO shake up title protection in Ontario?

The new self-regulatory organization is considering its role as FSRA extends the implementation of title protection into 2023

By Michelle Schriver |December 22, 2022

2 min read

Industry

What’s new from fund manufacturers

Purpose is first in Canada with single-stock ETFs, while CIBC launched new Canadian depositary receipts

By Greg Meckbach |December 22, 2022

2 min read

Industry

Industry moves this week

A variety of announcements were made

By Katie Keir and Maddie Johnson |December 22, 2022

1 min read

Industry

FTX founder Bankman-Fried makes first U.S. court appearance

The cryptocurrency entrepreneur was allowed $250-million bond and house arrest

By Larry Neumeister, The Associated Press |December 22, 2022

3 min read

Industry

Scotia sanctioned for supervisory snafus after multiple reps fired

The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers

By James Langton |December 22, 2022

3 min read

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